Securities Law Matters

Securities Law Matters

Our securities law practice includes:

Representation of:

  • Issuers in initial and secondary public offerings
  • Public and private companies in private placements of debt and equity securities

Preparation of:

  • 10-Ks
  • 10-Qs
  • 8-Ks
  • Other periodic SEC filings
  • Registration statements
  • Proxy materials
  • Other shareholder communications
  • Private placement memoranda
  • Subscription documents

Advice regarding:

  • Disclosure obligations
  • “Insider” reporting obligations
  • “Short-swing profit” recapture issues
  • Directors’ duties
  • Compliance with applicable “Blue Sky” laws
  • Shareholder meeting conduct
  • Other shareholder matters